SEC's Naked Short-Selling Suit Against NJ Firm To Continue

[Gunnar Larson]

SEC's Naked Short-Selling Suit Against NJ Firm To Continue
<https://www.law360.com/capitalmarkets/articles/1815409?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-03-20&read_main=1&nlsidx=0&nlaidx=10>

By Katryna Perera

A New Jersey federal judge has ruled the U.S. Securities and Exchange
Commission can largely proceed with its case against a trader and his firm
accused of reaping $2 million from an illegal short-selling scheme, but
said it cannot seek civil penalties for alleged trading that occurred in
three securities.

 Opinion attached | Read full article »
<https://www.law360.com/capitalmarkets/articles/1815409?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-03-20&read_more=1&nlsidx=0&nlaidx=10>
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