TIAA Unit To Pay SEC $2.2M In Regulation Best Interest Case

[Gunnar Larson]

TIAA Unit To Pay SEC $2.2M In Regulation Best Interest Case
<https://www.law360.com/capitalmarkets/articles/1803898?nl_pk=abe82add-2a33-4388-8f7e-63d76e8f5534&utm_source=newsletter&utm_medium=email&utm_campaign=capitalmarkets&utm_content=2024-02-20&read_main=1&nlsidx=0&nlaidx=7>

By Jessica Corso

The U.S. Securities and Exchange Commission on Friday announced that a
brokerage subsidiary of financial services firm Teachers Insurance and
Annuity Association of America has agreed to pay $2.2 million to settle
allegations that it failed to steer investors toward lower-cost products in
violation of Regulation Best Interest.

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