SEC 'Shadow Trading' Victory Could Bring DOJ Knocking

[Gunnar Larson]

SEC 'Shadow Trading' Victory Could Bring DOJ Knocking
<https://www.law360.com/compliance/articles/1822980?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-04-09&read_main=1&nlsidx=0&nlaidx=1>

By Jessica Corso

Now that the U.S. Securities and Exchange Commission has convinced a jury
that a pharmaceutical executive committed insider trading by purchasing a
competitor's stock in a practice often referred to as "shadow trading,"
attorneys say federal prosecutors might be tempted to dip their toe into
the waters of the previously untested legal theory.

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<https://www.law360.com/compliance/articles/1822980?nl_pk=ab5ce197-c1fb-4d8e-a411-413bce38e654&utm_source=newsletter&utm_medium=email&utm_campaign=compliance&utm_content=2024-04-09&read_more=1&nlsidx=0&nlaidx=1>
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