SEC Says Collectors' Website Was An Unregistered Exchange

Gunnar Larson g at xny.io
Thu Jul 13 10:51:42 PDT 2023


SEC Says Collectors' Website Was An Unregistered Exchange

By Sydney Price

The U.S. Securities and Exchange Commission on Wednesday said it has fined
the operator of an online marketplace that facilitates the buying and
selling of equity interests in sports cars, rare books and other
collectibles, alleging the venue was an unregistered securities exchange.

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https://www.google.com/url?q=https://www.law360.com/newyork/articles/1699049?nl_pk%3D00e0f28d-575b-4889-8d54-22105e2d7f39%26utm_source%3Dnewsletter%26utm_medium%3Demail%26utm_campaign%3Dnewyork%26utm_content%3D2023-07-13%26nlsidx%3D0%26nlaidx%3D16&source=gmail&ust=1689332886473000&usg=AOvVaw1uAgvRDwabsMDI8bzsiZsh
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