Fwd: FCA Bans 2 Pension Advisers Over Poor British Steel Advice
Gunnar Larson
g at xny.io
Wed Dec 6 01:54:30 PST 2023
Before they came after me, they sent this to message..
FBI, if xNY.io - Bank.org is to be the World's Best, please be honest.
It is $10B. You locked this kid up at Metropolitan.
Latisha, we will always have the Bloomberg Crypto Summit.
---------- Forwarded message ---------
From: Financial Services UK Law360 <news-alt at law360.com>
Date: Tue, Nov 28, 2023, 12:19 AM
Subject: FCA Bans 2 Pension Advisers Over Poor British Steel Advice
To: <g at xny.io>
The Financial Conduct Authority said Monday that it has banned two pension
professionals from giving retirement savings advice over the "careless and
incompetent" guidance they gave to members of the British Steel Pension
Scheme.
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TOP NEWS
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FCA Bans 2 Pension Advisers Over Poor British Steel Advice
<https://www.law360.co.uk/financial-services-uk/articles/1769929?nl_pk=4fb4178d-225f-4ebc-8adb-2c927e9ee7ec&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2023-11-28&read_main=1&nlsidx=0&nlaidx=0>
By Joel Poultney
The Financial Conduct Authority said Monday that it has banned two pension
professionals from giving retirement savings advice over the "careless and
incompetent" guidance they gave to members of the British Steel Pension
Scheme.
Read full article »
<https://www.law360.co.uk/financial-services-uk/articles/1769929?nl_pk=4fb4178d-225f-4ebc-8adb-2c927e9ee7ec&utm_source=newsletter&utm_medium=email&utm_campaign=financial-services-uk&utm_content=2023-11-28&read_more=1&nlsidx=0&nlaidx=0>
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Watchdog Finds Investment Firms Not Ready For Stress
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The Financial Conduct Authority said Monday that investment companies are
inadequately prepared to mitigate harm in times of financial market
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A measure that would simplify the way withholding tax refunds are issued in
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1 document attached | Read full article »
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LITIGATION
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A New York federal judge on Monday approved a $19.2 million award for
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Order attached | Read full article »
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PEOPLE
Latham Adds Two Akin Private Credit Partners In London
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EXPERT ANALYSIS
FCA Promotions Review Sends A Strong Message To Firms
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The recent FCA review into firms' compliance with the rules on promoting
high-risk investments to retail clients clarifies that it expects the
letter and the spirit of the rules to be followed, and given the interplay
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Reason and Chris Hurn at Herbert Smith.
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Cadwalader Wickersham
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Cahill Gordon
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Goodwin Procter
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Herbert Smith Freehills
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King & Spalding
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Kirkland & Ellis
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Latham & Watkins
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Linklaters
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Lowey Dannenberg
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Paul Hastings
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Paul Weiss
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Perkins Coie
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Ropes & Gray
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Simpson Thacher
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Skadden Arps
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Taylor Rose MW
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Weil Gotshal
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White & Case
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Womble Bond
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Deutsche Bank AG
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Getty Images Inc.
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LinkedIn Corp.
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TP ICAP PLC
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The Royal Bank of Scotland Group PLC
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Companies House
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European Commission
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European Union
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Financial Conduct Authority
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U.S. District Court for the Southern District of New York
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